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Financial Services Regulatory Associate

£95000 - £115000 per annum
City London City of London

Financial Services Regulatory Associate: You will be working within one of the largest and most experienced Investment Management groups. You will be exposed to multiple jurisdictions on a wide range of regulated areas by the FCA and PRA.

The Firm

This US firm are top international firm with offices across the US, Europe, Asia and the Middle East. With a large international presence, this firm has forged close ties across Asia-Pacific, Singapore and the PRC. The diverse mix of expertise and culture has resulted in a number of strong award winning teams.

With a wide range of listed and Private Companies, Institutions and Individuals, you will find the overriding ethos of the firm is quality; however, they pride themselves on their individuality, teamwork, commitment and straight-talking approach. Technology and Innovation plays a key part within this firm, but importantly the people are integral to this firm's growth. They have attracted and secured some of the best legal talents over the past 5 years from other Top 20 firms and US practices. As well as this they have one of the highest internal promotion structures with many of the Partners coming through their own ranks. Investing in Technology and their people have allowed them to win multiple Chambers and Legal 500 awards as well as Employment, Diversity and Culture awards..

The Role

This is a brilliant opportunity for a FS Regulatory and Funds Associate to join this US firm within their City of London office

The London Investment Management & Funds team is part of a global group that is one of the largest and most experience Investment Management groups. With teams based across US, Europe, Asia and Australia there is an exceptional amount of depth of knowledge and experience.

As part of the group you will be exposed to a variety of clients including investment managers, brokers, custodians, fund service providers and operating platforms. They also act for investment vehicles (open- and closed-end funds) such as UCITS, hedge funds, private funds, exchange-traded funds (ETFs), and segregated institutional portfolio

You will be:

  • Working across multiple jurisdictions with a large amount of client engagement
  • You will be working on a range of regulated areas by the FCA and PRA including asset management, broking, derivatives trading, payment services, banking, e-money, fintech/crowdfunding, consumer finance services, insurance mediation and money laundering etc.
  • Of these asset management regulatory experience will be most valued within AIFMD, UCITS, MiFID, PRIIPS.


  • You will be a qualified solicitor with at least 2 years PQE
  • Experience within a strong City practice or in-house environment
  • Experienced in Financial regulatory matters

This is a brilliant opportunity for a Financial Services Regulatory and Funds Associate to join this US firm within their City of London office

Apply now for consideration, alternatively please contact for a confidential conversation around this position and other FS positions